Robert A. Eckel - 14 May 2021 Form 4/A - Amendment Insider Report for AWARE INC /MA/ (AWRE)

Role: CEO & President, Director
Signature: /s/ Robert A. Eckel
Issuer symbol: AWRE
Transactions as of: 14 May 2021
Net transactions value: +$35,100
Form type: 4/A - Amendment
Filing time: 17 May 2021, 18:20:16 UTC
Date Of Original Report: 17 May 2021
Next filing: 29 Sep 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AWRE	Common Stock	Purchase	$35,100	+10,000	+7%	$3.51	153,422	14 May 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	AWRE	Stock Option (right to buy)						1,250,000	14 May 2021	Common Stock	1,250,000	$4.73	Direct	F1
holding	AWRE	Stock Option (right to buy)						50,000	14 May 2021	Common Stock	50,000	$4.50	Direct	F2
holding	AWRE	Stock Option (right to buy)						50,000	14 May 2021	Common Stock	50,000	$5.50	Direct	F2
holding	AWRE	Stock Option (right to buy)						50,000	14 May 2021	Common Stock	50,000	$6.50	Direct	F2
holding	AWRE	Stock Option (right to buy)						50,000	14 May 2021	Common Stock	50,000	$7.50	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Fifty percent of the option will vest on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023
F2	Vests in 16 equal quarterly installments on the last day of each quarter from December 19, 2019 through September 19, 2023.

Remarks:

This amendment is being filed to correct an incorrect transaction code in Table 1 column 3 in the original filing.