John D. Parker - 04 May 2021 Form 3 Insider Report for Marcus & Millichap, Inc. (MMI)

Role
EVP & COO - Eastern Division
Signature
/s/ Mark Cortell as Attorney-in-Fact for John David Parker
Issuer symbol
MMI
Transactions as of
04 May 2021
Transactions value $
$0
Form type
3
Filing time
18 May 2021, 17:29:31 UTC
Next filing
17 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MMI Common Stock 9.01K 04 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MMI Restricted Stock Units 04 May 2021 Common Stock 2.36K Direct F2, F3
holding MMI Restricted Stock Units 04 May 2021 Common Stock 4.02K Direct F3, F4
holding MMI Restricted Stock Units 04 May 2021 Common Stock 5.34K Direct F3, F5
holding MMI Restricted Stock Units 04 May 2021 Common Stock 9K Direct F3, F6
holding MMI Restricted Stock Units 04 May 2021 Common Stock 8.82K Direct F3, F7
holding MMI Restricted Stock Units 04 May 2021 Common Stock 13.2K Direct F3, F8
holding MMI Restricted Stock Units 04 May 2021 Common Stock 10K Direct F3, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 794 shares held in the Reporting Person's ESPP account and 150 shares held in the Reporting Person's SEP/IRA Account.
F2 The restricted stock units vest in five equal annual installments beginning February 16, 2018.
F3 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F4 The restricted stock units vest in five equal annual installments beginning March 10, 2019.
F5 The restricted stock units vest in five equal annual installments beginning March 10, 2020.
F6 The restricted stock units vest in five equal annual installments beginning May 10, 2020.
F7 The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F8 The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F9 The restricted stock units vest in five equal annual installments beginning May 10, 2022.

Remarks:

Exhibit 24.1: Power of Attorney