GRANT PICKERING - 27 May 2021 Form 4 Insider Report for Vaxcyte, Inc. (PCVX)

Role
Chief Executive Officer, Director
Signature
/s/ Winston Macaraeg, Attorney-in-Fact
Issuer symbol
PCVX
Transactions as of
27 May 2021
Net transactions value
-$302,819
Form type
4
Filing time
28 May 2021, 20:18:25 UTC
Previous filing
05 Feb 2024
Next filing
07 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCVX Common Stock Options Exercise $21,920 +12,246 +2.1% $1.79* 592,500 27 May 2021 Direct F1
transaction PCVX Common Stock Sale $270,637 -12,246 -2.1% $22.10 580,254 27 May 2021 Direct F2, F3
transaction PCVX Common Stock Options Exercise $4,754 +2,656 +0.46% $1.79* 582,910 28 May 2021 Direct
transaction PCVX Common Stock Sale $58,857 -2,656 -0.46% $22.16 580,254 28 May 2021 Direct F2, F4
holding PCVX Common Stock 355,660 27 May 2021 By Children's Trusts

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PCVX Stock Option (right to buy) Options Exercise $0 -12,246 -2.7% $0.000000 436,569 27 May 2021 Common Stock 12,246 $1.79 Direct F5
transaction PCVX Stock Option (right to buy) Options Exercise $0 -2,656 -0.61% $0.000000 433,913 28 May 2021 Common Stock 2,656 $1.79 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,563 shares acquired under the Employee Stock Purchase Plan on May 17, 2021.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F3 The price reported is a weighted-average price. The shares were sold at prices ranging from $22.00 to $22.29. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 The price reported is a weighted-average price. The shares were sold at prices ranging from $22.00 to $22.405. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 The shares subject to the option are fully vested and exercisable.