Daniel N. Swisher JR - 01 Jun 2021 Form 4 Insider Report for CERUS CORP (CERS)

Role
Director
Signature
Daniel N. Swisher Jr by Chrystal Menard, attorney-in-fact
Issuer symbol
CERS
Transactions as of
01 Jun 2021
Transactions value $
$0
Form type
4
Filing time
03 Jun 2021, 20:08:15
Previous filing
28 May 2021
Next filing
04 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CERS Common Stock Options Exercise +16K +26.66% 75.8K 01 Jun 2021 Direct F1
transaction CERS Common Stock Award $0 +17.5K +23.11% $0.00 93.4K 02 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CERS Restricted Stock Unit Options Exercise -16K -100% 0 01 Jun 2021 Common Stock 16K Direct F1, F3, F4
transaction CERS Option (Right to Buy) Award +35.3K 35.3K 02 Jun 2021 Common Stock 35.3K $5.62 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Cerus Common Stock.
F2 Represents the number of shares underlying RSUs. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs vest on the earlier of the first anniversary of the date of grant or the day prior to the next annual meeting of stockholders, subject to the Reporting Person's continuous service to the Issuer through such vesting date.
F3 This RSU vested one year from the date of grant.
F4 Not applicable.
F5 The option shall vest on the earlier of (a) one year from the date of grant, or (b) the day prior to the 2022 Annual Meeting of Stockholders.