Kathleen Brown - Jun 3, 2021 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Director
Signature
/s/ Kathleen Brown
Stock symbol
SF
Transactions as of
Jun 3, 2021
Transactions value $
$0
Form type
4
Date filed
6/7/2021, 04:25 PM
Next filing
Oct 15, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +3.14K +36.13% $0.00 11.8K Jun 3, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -3.14K -35.85% $0.00 5.63K Jun 3, 2021 Common Stock 3.14K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.