Richard M. McVey - 03 Jun 2021 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Chairman & CEO, Director
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey
Issuer symbol
MKTX
Transactions as of
03 Jun 2021
Transactions value $
-$4,531,221
Form type
4
Filing time
07 Jun 2021, 17:40:35 UTC
Next filing
11 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Options Exercise $2.75M +27K +3.53% $101.77 791K 03 Jun 2021 Direct
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$7.28M -16.4K -2.07% $444.21 775K 03 Jun 2021 Direct
holding MKTX Common Stock, par value $0.003 per share 2K 03 Jun 2021 By Immediate Family Members

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MKTX Stock Option (right to buy) Options Exercise $0 -27K -100% $0.00* 0 03 Jun 2021 Common Stock 27K $101.77 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were fully exercisable.