Gregory A. Woods - 04 Jun 2021 Form 4 Insider Report for AstroNova, Inc. (ALOT)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Ania Gomez, by power of attorney
Issuer symbol
ALOT
Transactions as of
04 Jun 2021
Transactions value $
-$46,957
Form type
4
Filing time
08 Jun 2021, 16:42:30 UTC
Next filing
22 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALOT Common Stock Options Exercise $0 +4,003 +3.2% $0 127,208 04 Jun 2021 Direct F1
transaction ALOT Common Stock Tax liability -$20,972 -1,335 -1% $15.71 125,873 04 Jun 2021 Direct
transaction ALOT Common Stock Options Exercise $0 +4,959 +3.9% $0 130,832 04 Jun 2021 Direct
transaction ALOT Common Stock Tax liability -$25,984 -1,654 -1.3% $15.71 129,178 04 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALOT Restricted Stock Unit Options Exercise $0 +4,003 $0* 0 04 Jun 2021 Common Stock 4,003 Direct F2, F3
transaction ALOT Restricted Stock Unit Options Exercise $0 +4,959 $0* 0 04 Jun 2021 Common Stock 4,959 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 48 shares acquired under the Amended and Restated AstroNova, Inc. Employee Stock Purchase Plan since March 20, 2021.
F2 Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
F3 All restricted stock units under this award have now vested as of June 4, 2021.