Brett Tighe - 01 Jun 2021 Form 3 Insider Report for Okta, Inc. (OKTA)

Role
Interim Chief Financial Officer
Signature
Larissa Schwartz, attorney-in-fact of the Reporting Person
Issuer symbol
OKTA
Transactions as of
01 Jun 2021
Transactions value $
$0
Form type
3
Filing time
10 Jun 2021, 17:03:46 UTC
Next filing
17 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OKTA Class A Common Stock 1.25K 01 Jun 2021 By Trust
holding OKTA Class A Common Stock 17.9K 01 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OKTA Employee Stock Option (Right to Buy) 01 Jun 2021 Class B Common Stock 25.5K $3.92 Direct F1
holding OKTA Employee Stock Option (Right to Buy) 01 Jun 2021 Class B Common Stock 23.5K $8.73 Direct F1
holding OKTA Employee Stock Option (Right to Buy) 01 Jun 2021 Class B Common Stock 20K $9.74 Direct F1
holding OKTA Restricted Stock Units 01 Jun 2021 Class A Common Stock 768 $0.00 Direct F2
holding OKTA Restricted Stock Units 01 Jun 2021 Class A Common Stock 3.8K $0.00 Direct F3
holding OKTA Restricted Stock Units 01 Jun 2021 Class A Common Stock 4.2K $0.00 Direct F4
holding OKTA Restricted Stock Units 01 Jun 2021 Class A Common Stock 3.92K $0.00 Direct F5
holding OKTA Restricted Stock Units 01 Jun 2021 Class A Common Stock 6.23K $0.00 Direct F6
holding OKTA Restricted Stock Units 01 Jun 2021 Class A Common Stock 3.24K $0.00 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares subject to the option are fully vested and exercisable by the Reporting Person.
F2 25% of the shares underlying the RSU vested on June 15, 2018, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F3 25% of the shares underlying the RSU vested on June 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F4 25% of the shares underlying the RSU vested on June 15, 2020, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F5 6.25% of the shares underlying the RSU vested on September 15, 2020, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F6 6.25% of the shares underlying the RSU vested on March 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
F7 6.25% of the shares underlying the RSU shall vest on June 15, 2021, and the remaining shares underlying the RSU shall vest in 15 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Remarks:

Interim Chief Financial Officer