Robert L. Dixon JR - 14 Jun 2021 Form 4 Insider Report for Okta, Inc. (OKTA)

Role
Director
Signature
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person
Issuer symbol
OKTA
Transactions as of
14 Jun 2021
Transactions value $
$0
Form type
4
Filing time
16 Jun 2021, 17:04:10 UTC
Previous filing
11 Jun 2021
Next filing
17 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OKTA Class A Common Stock Options Exercise $0 +905 +100% $0.00 1.81K 14 Jun 2021 Direct
transaction OKTA Class A Common Stock Options Exercise $0 +1.06K +58.78% $0.00 2.87K 16 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OKTA Restricted Stock Units Options Exercise $0 -905 -50% $0.00 905 14 Jun 2021 Class A Common Stock 905 Direct F1, F2
transaction OKTA Restricted Stock Units Options Exercise $0 -1.06K -100% $0.00* 0 16 Jun 2021 Class A Common Stock 1.06K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
F2 33-1/3% of the shares underlying the RSU vested on June 14, 2020, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.
F3 The RSUs vested in full on June 16, 2021.