Jenny C. Yeh - Jun 15, 2021 Form 4 Insider Report for OOMA INC (OOMA)

Role
VP, General Counsel & Sec., Director
Signature
/s/ Jenny Yeh
Stock symbol
OOMA
Transactions as of
Jun 15, 2021
Transactions value $
-$41,281
Form type
4
Date filed
6/16/2021, 08:05 PM
Previous filing
Jun 10, 2021
Next filing
Sep 2, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OOMA Common Stock Options Exercise $775 +50 +0.09% $15.49 57.8K Jun 15, 2021 Direct
transaction OOMA Common Stock Options Exercise $3.29K +313 +0.54% $10.52 58.1K Jun 15, 2021 Direct
transaction OOMA Common Stock Sale -$8.78K -363 -0.62% $24.20 57.8K Jun 15, 2021 Direct F1
transaction OOMA Common Stock Tax liability -$36.6K -1.58K -2.73% $23.20 56.2K Jun 15, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OOMA Stock Option (right to buy) Options Exercise $0 -50 -7.69% $0.00 600 Jun 15, 2021 Common Stock 50 $15.49 Direct F3
transaction OOMA Stock Option (right to buy) Options Exercise $0 -313 -8.35% $0.00 3.44K Jun 15, 2021 Common Stock 313 $10.52 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
F2 Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of the restricted stock units.
F3 1/8th of the shares subject to the option became exercisable on September 15, 2019, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.
F4 1/16th of the shares subject to the option became exercisable on June 15, 2020, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.