JAY M. SHORT - 17 Jun 2021 Form 4 Insider Report for BioAtla, Inc. (BCAB)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
Issuer symbol
BCAB
Transactions as of
17 Jun 2021
Transactions value $
$-2,908,126
Form type
4
Filing time
22 Jun 2021, 19:39:01 UTC
Previous filing
03 Jun 2022
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAB Common Stock Sale $-755,753 -19,269 -2.23% $39.22* 845,333 17 Jun 2021 By Spouse F1
transaction BCAB Common Stock Sale $-672,147 -17,575 -2.08% $38.24* 827,758 21 Jun 2021 By Spouse F2, F3
transaction BCAB Common Stock Sale $-1,412,406 -35,725 -4.32% $39.54* 792,033 21 Jun 2021 By Spouse F2, F4
transaction BCAB Common Stock Sale $-67,820 -1,700 -0.21% $39.89* 790,333 21 Jun 2021 By Spouse F2, F5
holding BCAB Common Stock 258,727 17 Jun 2021 By Jay Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 302,324 17 Jun 2021 By Capia IP, LLC
holding BCAB Common Stock 258,727 17 Jun 2021 By Carolyn Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 1,441,508 17 Jun 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The range of prices for the shares of Common Stock is from $39.00 to $39.62. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F2 Represents shares of the Issuer's common stock sold by the reporting person's spouse to cover taxes due upon the release and settlement of her 138,461 RSUs.
F3 The range of prices for the shares of Common Stock is from $37.83 to $38.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F4 The range of prices for the shares of Common Stock is from $38.83 to $39.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
F5 The range of prices for the shares of Common Stock is from $39.83 to $40.09. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.