Vivek Kundra - 22 Jun 2021 Form 3 Insider Report for Sprinklr, Inc. (CXM)

Role
Chief Operating Officer
Signature
/s/ Jason Minio, Attorney-in-Fact
Issuer symbol
CXM
Transactions as of
22 Jun 2021
Net transactions value
$0
Form type
3
Filing time
22 Jun 2021, 19:44:01 UTC
Next filing
29 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CXM Common Stock 17,173 22 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CXM Employee Stock Option (right to buy) 22 Jun 2021 Common Stock 337,500 $3.99 Direct F1, F2
holding CXM Employee Stock Option (right to buy) 22 Jun 2021 Common Stock 206,250 $4.25 Direct F1, F3
holding CXM Employee Stock Option (right to buy) 22 Jun 2021 Common Stock 425,000 $4.93 Direct F1, F4
holding CXM Employee Stock Option (right to buy) 22 Jun 2021 Common Stock 500,000 $7.68 Direct F1, F5
holding CXM Employee Stock Option (right to buy) 22 Jun 2021 Common Stock 100,000 $4.93 See footnote F1, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
F2 One fourth (1/4th) of the shares subject to the option award vested on May 8, 2019, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F3 One fourth (1/4th) of the shares subject to the option award vested on May 1, 2020, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F4 One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F5 One fifth (1/5th) of the shares subject to the option award shall vest on January 28, 2022, and one sixtieth (1/60th) of the shares subject to the option award shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.
F6 The option is fully vested and exercisable.
F7 The securities are held by Vivek Kundra Irrevocable Trust (2021) (the "Trust"). The Reporting Person's spouse is the trustee of the Trust.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney