Christian Beedgen - 17 Jun 2021 Form 4 Insider Report for Sumo Logic, Inc. (SUMO)

Role
Director
Signature
/s/ Katherine Haar, Attorney-in-fact
Issuer symbol
SUMO
Transactions as of
17 Jun 2021
Net transactions value
-$209,721
Form type
4
Filing time
22 Jun 2021, 20:06:11 UTC
Previous filing
10 Jun 2021
Next filing
23 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SUMO Common Stock Sale $106,261 -5,564 -0.29% $19.10 1,934,167 17 Jun 2021 Direct F1, F2, F3, F4
transaction SUMO Common Stock Sale $103,460 -4,855 -0.25% $21.31 1,929,312 18 Jun 2021 Direct F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to cover tax obligations in connection with the vesting of RSUs.
F2 This sale price represents the weighted average sale price of the shares sold ranging from $19.09 to $19.3564 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3 Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
F4 Includes 1,637 shares acquired under the Issuer's Employee Stock Purchase Plan on June 15, 2021.
F5 These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2021.
F6 This sale price represents the weighted average sale price of the shares sold ranging from $21.24 to $21.45 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.