BRIAN CAROLAN - 25 Jun 2021 Form 4 Insider Report for COMMVAULT SYSTEMS INC (CVLT)

Role
VP Finance and CFO
Signature
Warren H. Mondschein, Attorney-in-Fact
Issuer symbol
CVLT
Transactions as of
25 Jun 2021
Transactions value $
-$927,518
Form type
4
Filing time
29 Jun 2021, 16:03:07 UTC
Previous filing
11 Jun 2021
Next filing
17 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CVLT Common Stock Options Exercise $148,588 +3,270 +2.97% $45.44 113,328 25 Jun 2021 Direct F1
transaction CVLT Common Stock Sale -$267,813 -3,270 -2.89% $81.9 110,058 25 Jun 2021 Direct F1
transaction CVLT Common Stock Options Exercise $366,019 +8,055 +7.32% $45.44 118,113 28 Jun 2021 Direct F1
transaction CVLT Common Stock Sale -$659,704 -8,055 -6.82% $81.9 110,058 28 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CVLT Options to Purchase Common Stock Options Exercise -$148,588 -3,270 -7.22% $45.44 42,029 25 Jun 2021 Common Stock 3,270 $45.44 Direct F1, F2
transaction CVLT Options to Purchase Common Stock Options Exercise -$366,019 -8,055 -19.17% $45.44 33,974 28 Jun 2021 Common Stock 8,055 $45.44 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.
F2 The options vested over 4 years from the date of grant, as follows: 25% on the first anniversary of the grant, quarterly thereafter for the remaining three years.