| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UNH | Common Stock | Award | $0 | +41 | +0% | $0.000000 | 1,001,219 | 29 Jun 2021 | Direct | F1, F2 |
| transaction | UNH | Common Stock | Gift | $0 | -157,488 | -100% | $0.000000* | 0 | 13 May 2021 | by GRAT5 | F3 |
| holding | UNH | Common Stock | 326 | 29 Jun 2021 | by 401(k) | ||||||
| holding | UNH | Common Stock | 327,150 | 29 Jun 2021 | by GRAT6 | F4 | |||||
| holding | UNH | Common Stock | 243,000 | 29 Jun 2021 | by GRAT7 | ||||||
| holding | UNH | Common Stock | 250,000 | 29 Jun 2021 | by GRAT8 | F5 |
| Id | Content |
|---|---|
| F1 | Represents dividend equivalents paid on outstanding deferred stock units and restricted stock units. The dividend equivalents are subject to the same terms as the respective underlying units and are forfeited if such units do not vest. |
| F2 | Includes 143,000 UNH shares transferred from the Grantor Retained Annuity Trust #5 to the reporting person to satisfy an annuity payment on May 7, 2021. Also reflects the transfer of 2,000 UNH shares from the reporting person to GRAT #6 on June 7, 2021, and 250,000 UNH shares from the reporting person to GRAT #8 on June 16, 2021. These transfers were exempt from Section 16 pursuant to Rule 16a-13. |
| F3 | On May 7, 2021, 143,000 UNH shares held in GRAT #5 were distributed to the reporting person to satisfy an annuity payment and are reported as directly owned as set forth in footnote (2). |
| F4 | Reflects the transfer of 2,000 UNH shares from the reporting person to GRAT #6 on June 7, 2021. This transfer was exempt from Section 16 pursuant to Rule 16a-13. |
| F5 | Reflects the transfer of 250,000 UNH shares from the reporting person to GRAT #8 on June 16, 2021. This transfer was exempt from Section 16 pursuant to Rule 16a-13. |