Patrick Mercer - 30 Jun 2021 Form 4 Insider Report for IRIDEX CORP (IRIX)

Role
COO
Signature
/s/ Nilo De Castro, Attorney-in-Fact for Patrick Mercer
Issuer symbol
IRIX
Transactions as of
30 Jun 2021
Transactions value $
-$23,045
Form type
4
Filing time
02 Jul 2021, 16:43:15 UTC
Previous filing
01 Jun 2021
Next filing
02 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IRIX Common Stock Tax liability -$12,715 -1,801 -5.3% $7.06 32,111 30 Jun 2021 Direct F1
transaction IRIX Common Stock Tax liability -$10,329 -1,459 -4.5% $7.08 30,652 01 Jul 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.