RICHARD PFENNIGER - 30 Jun 2021 Form 4 Insider Report for ASENSUS SURGICAL, INC. (ASXC)

Role
Director
Signature
/s/ Joshua Weingard, as attorney-in-fact for Richard C. Pfenniger
Issuer symbol
ASXC
Transactions as of
30 Jun 2021
Net transactions value
$0
Form type
4
Filing time
02 Jul 2021, 19:11:47 UTC
Previous filing
25 Jun 2021
Next filing
20 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASXC Common Stock Award $0 +5,095 +6.3% $0.000000 85,569 30 Jun 2021 Direct F1
transaction ASXC Common Stock Award $0 +13,846 +16% $0.000000 99,415 01 Jul 2021 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an equity award issued under the Registrant's Amended and Restated Incentive Compensation Plan in lieu of an annual cash retainer, paid quarterly in arrears for the quarter ended June 30, 2021.
F2 Represents restricted stock units ("RSUs"). Each RSU represents the right to receive one share of the Registrant's common stock.
F3 Forfeiture restrictions will lapse on the RSUs on the first anniversary of the date of grant, provided that if the date of the 2022 annual meeting of stockholders is earlier, the restrictions will lapse on the date of the annual meeting