THOMAS M. SIEBEL - 13 Jul 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Brady Mickelsen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
13 Jul 2021
Transactions value $
-$35,803,283
Form type
4
Filing time
15 Jul 2021, 20:01:54 UTC
Previous filing
16 Jun 2021
Next filing
19 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Sale -$7.31M -132K -2.01% $55.35 6.43M 13 Jul 2021 See Footnote F1, F2, F3
transaction AI Class A Common Stock Sale -$5.88M -104K -1.62% $56.50 6.32M 13 Jul 2021 See Footnote F1, F3, F4
transaction AI Class A Common Stock Sale -$191K -3.35K -0.05% $57.00 6.32M 13 Jul 2021 See Footnote F1, F3, F5
transaction AI Class A Common Stock Sale -$12.6M -244K -3.86% $51.73 6.08M 14 Jul 2021 See Footnote F1, F3, F6
transaction AI Class A Common Stock Sale -$5.35M -102K -1.67% $52.70 5.97M 14 Jul 2021 See Footnote F1, F3, F7
transaction AI Class A Common Stock Sale -$3.35M -62.2K -1.04% $53.83 5.91M 14 Jul 2021 See Footnote F1, F3, F8
transaction AI Class A Common Stock Sale -$919K -16.8K -0.28% $54.65 5.89M 14 Jul 2021 See Footnote F1, F3, F9
transaction AI Class A Common Stock Sale -$206K -3.7K -0.06% $55.57 5.89M 14 Jul 2021 See Footnote F1, F3, F10
holding AI Class A Common Stock 1.76M 13 Jul 2021 Direct
holding AI Class A Common Stock 9.22K 13 Jul 2021 See Footnote F11
holding AI Class A Common Stock 170K 13 Jul 2021 See Footnote F12
holding AI Class A Common Stock 72.7K 13 Jul 2021 See Footnote F13
holding AI Class A Common Stock 1.24M 13 Jul 2021 See Footnote F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $54.975 to $55.97. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $55.975 to $56.95. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $56.98 to $57.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 Represents weighted average sales price. The shares were sold at prices ranging from $51.25 to $52.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7 Represents weighted average sales price. The shares were sold at prices ranging from $52.25 to $53.2475. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8 Represents weighted average sales price. The shares were sold at prices ranging from $53.25 to $54.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9 Represents weighted average sales price. The shares were sold at prices ranging from $54.25 to $55.24. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F10 Represents weighted average sales price. The shares were sold at prices ranging from $55.35 to $55.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F11 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F12 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F13 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F14 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.