NBVM GP, LLC - 21 Jul 2021 Form 3 Insider Report for Couchbase, Inc. (BASE)

Role
10%+ Owner
Signature
NBVM GP, LLC, /s/ Edward T. Anderson, Manager of NBVM GP
Issuer symbol
BASE
Transactions as of
21 Jul 2021
Transactions value $
$0
Form type
3
Filing time
21 Jul 2021, 19:32:53 UTC
Previous filing
14 Jul 2021
Next filing
26 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BASE Common Stock 192,234 21 Jul 2021 By: North Bridge Venture Partners 7, L.P. F1
holding BASE Common Stock 82,378 21 Jul 2021 By: North Bridge Venture Partners VI, L.P. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BASE Series A Preferred Stock 21 Jul 2021 Common Stock 643,708 $0 By: North Bridge Venture Partners 7, L.P. F1, F3
holding BASE Series A Preferred Stock 21 Jul 2021 Common Stock 643,708 $0 By: North Bridge Venture Partners VI, L.P. F2, F3
holding BASE Series B Preferred Stock 21 Jul 2021 Common Stock 498,927 $0 By: North Bridge Venture Partners 7, L.P. F1, F3
holding BASE Series B Preferred Stock 21 Jul 2021 Common Stock 498,927 $0 By: North Bridge Venture Partners VI, L.P. F2, F3
holding BASE Series C Preferred Stock 21 Jul 2021 Common Stock 317,901 $0 By: North Bridge Venture Partners 7, L.P. F1, F3
holding BASE Series C Preferred Stock 21 Jul 2021 Common Stock 317,901 $0 By: North Bridge Venture Partners VI, L.P. F2, F3
holding BASE Series D Preferred Stock 21 Jul 2021 Common Stock 201,031 $0 By: North Bridge Venture Partners 7, L.P. F1, F3
holding BASE Series D Preferred Stock 21 Jul 2021 Common Stock 86,156 $0 By: North Bridge Venture Partners VI, L.P. F2, F3
holding BASE Series E Preferred Stock 21 Jul 2021 Common Stock 98,962 $0 By: North Bridge Venture Partners 7, L.P. F1, F4
holding BASE Series E Preferred Stock 21 Jul 2021 Common Stock 42,411 $0 By: North Bridge Venture Partners VI, L.P. F2, F4
holding BASE Series F Preferred Stock 21 Jul 2021 Common Stock 131,840 $0 By: North Bridge Venture Partners 7, L.P. F1, F3
holding BASE Series F Preferred Stock 21 Jul 2021 Common Stock 56,502 $0 By: North Bridge Venture Partners VI, L.P. F2, F3
holding BASE Series G Preferred Stock 21 Jul 2021 Common Stock 509,778 $0 By: North Bridge Venture Partners 7, L.P. F1, F5
holding BASE Series G Preferred Stock 21 Jul 2021 Common Stock 218,476 $0 By: North Bridge Venture Partners VI, L.P. F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reportable securities are owned directly by North Bridge Venture Partners 7, L.P. ("NBVP 7"). North Bridge Venture Management 7, L.P. ("NBVM 7") is the sole general partner of NBVP 7, and NBVM GP, LLC ("NBVM GP") is the sole general partner of NBVM 7. Each of Edward T. Anderson, a member of the Issuer's board of directors, and Richard A. D'Amore are the managers of NBVM GP (collectively, the "Managing Members") and may be deemed to have shared voting and dispositive power over the shares held by NBVP 7. Each of NBVM 7, NBVM GP and the Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
F2 The reportable securities are owned directly by North Bridge Venture Partners VI, L.P. ("NBVP VI"). North Bridge Venture Management VI, L.P. ("NBVM VI") is the sole general partner of NBVP VI, and NBVM GP is the sole general partner of NBVM VI. The Managing Members are the managers of NBVM GP and may be deemed to have shared voting and dispositive power over the shares held by NBVP VI. Each of NBVM VI, NBVM GP and the Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
F3 The Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series F Preferred Stock is convertible at any time at the holder's election and has no expiration date. Each such share of preferred stock shall be automatically converted into shares of the Issuer's Common Stock on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering for no additional consideration.
F4 The Series E Preferred Stock is convertible at any time at the holder's election and has no expiration date. Each share of Series E Preferred Stock shall be automatically converted into shares of the Issuer's Common Stock on a 1.05279880234039-for-one basis immediately prior to the completion of the Issuer's initial public offering for no additional consideration.
F5 The Series G Preferred Stock is convertible at any time at the holder's election and has no expiration date. Each share of Series G Preferred Stock shall be automatically converted into shares of the Issuer's Common Stock on an expected 1.06673317089756-for-one basis immediately prior to the completion of the Issuer's initial public offering for no additional consideration and as described in Amendment No. 1 to the Issuer's Registration Statement on Form S-1 and filed with the United States Securities Commission on July 12, 2021.