ROBERT CHESS - 20 Jul 2021 Form 4 Insider Report for NEKTAR THERAPEUTICS (NKTR)

Role
Director
Signature
Mark A. Wilson, Attorney-in-Fact
Issuer symbol
NKTR
Transactions as of
20 Jul 2021
Net transactions value
-$17,198
Form type
4
Filing time
22 Jul 2021, 19:13:40 UTC
Previous filing
14 Jul 2021
Next filing
26 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NKTR Common Stock Options Exercise $29,063 +2,106 +0.75% $13.80* 282,679 20 Jul 2021 Direct F1
transaction NKTR Common Stock Sale $35,381 -2,106 -0.75% $16.80* 280,573 20 Jul 2021 Direct F1, F2
transaction NKTR Common Stock Options Exercise $48,631 +3,524 +1.3% $13.80* 284,097 21 Jul 2021 Direct F1
transaction NKTR Common Stock Sale $59,238 -3,524 -1.2% $16.81* 280,573 21 Jul 2021 Direct F1, F3
transaction NKTR Common Stock Options Exercise $1,256 +91 +0.03% $13.80* 280,664 22 Jul 2021 Direct F1
transaction NKTR Common Stock Sale $1,529 -91 -0.03% $16.80* 280,573 22 Jul 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NKTR Stock Option Options Exercise $0 -2,106 -8.8% $0.000000 21,894 20 Jul 2021 Common Stock 2,106 $13.80 Direct F1
transaction NKTR Stock Option Options Exercise $0 -3,524 -16% $0.000000 18,370 21 Jul 2021 Common Stock 3,524 $13.80 Direct F1
transaction NKTR Stock Option Options Exercise $0 -91 -0.5% $0.000000 18,279 22 Jul 2021 Common Stock 91 $13.80 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 This transaction was executed in multiple trades at prices ranging from $16.80 to $16.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F3 This transaction was executed in multiple trades at prices ranging from $16.80 to $16.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and the prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.