STEVEN M. CHAPMAN - 21 Jul 2021 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
Director
Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Issuer symbol
AXTA
Transactions as of
21 Jul 2021
Transactions value $
$0
Form type
4
Filing time
23 Jul 2021, 18:42:05 UTC
Previous filing
08 Jun 2021
Next filing
17 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +3.93K 3.93K 21 Jul 2021 By an LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -3.93K -100% $0.00* 0 21 Jul 2021 Common Shares 3.93K By an LLC F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Held by a limited liability company owned by the reporting person.
F3 On July 21, 2020, the reporting person was granted 3,925 restricted stock units, vesting in full on July 21, 2021.