Vimal Kapur - 27 Jul 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
President & CEO, PMT
Signature
Su Ping Lu for Vimal Kapur
Issuer symbol
HON
Transactions as of
27 Jul 2021
Transactions value $
$-193,812
Form type
4
Filing time
29 Jul 2021, 08:51:33 UTC
Previous filing
27 Jul 2021
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +1,865 +9.82% 20,848 27 Jul 2021 Direct F1
transaction HON Common Stock Tax liability $-193,812 -842 -4.04% $230.18 20,006 27 Jul 2021 Direct
holding HON Common Stock 348 27 Jul 2021 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -1,865 -51.2% $0.000000 1,778 27 Jul 2021 Common Stock 1,865 Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 All restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 Includes the reinvestment of dividend equivalents into 141 additional restricted stock units.
F4 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 1,722 units vesting on July 27, 2019; 1,724 units vesting on July 27, 2021 and 1,778 units vesting on July 27, 2023.
F5 Excludes reinvestment of dividend equivalents during the vesting period.