Sean M. Lannon - 31 Jul 2021 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
SVP & CFO
Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Issuer symbol
AXTA
Transactions as of
31 Jul 2021
Transactions value $
-$52,856
Form type
4
Filing time
03 Aug 2021, 20:49:04 UTC
Previous filing
22 Jun 2021
Next filing
17 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +4.13K +14.93% 31.8K 31 Jul 2021 Direct F1
transaction AXTA Common Shares Tax liability -$52.9K -1.76K -5.52% $30.10 30.1K 31 Jul 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -4.13K -100% $0.00* 0 31 Jul 2021 Common Shares 4.13K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3 On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on July 31, 2019.