Neven Haltmayer - 03 Aug 2021 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
SVP, Video R&D
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
03 Aug 2021
Net transactions value
-$250,000
Form type
4
Filing time
04 Aug 2021, 16:18:58 UTC
Previous filing
18 May 2021
Next filing
17 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $78,500 +25,000 +15% $3.14 193,326 03 Aug 2021 Direct
transaction HLIT Common Stock Sale $250,000 -25,000 -13% $10.00 168,326 03 Aug 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Stock Option/Right to Buy Options Exercise $78,500 -25,000 -100% $3.14 0 03 Aug 2021 Common Stock 25,000 $3.14 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2020.