DAVID V. GOEDDEL - 03 Aug 2021 Form 4 Insider Report for Tenaya Therapeutics, Inc. (TNYA)

Role
Director, 10%+ Owner
Signature
/s/ Leone Patterson Attorney-in-Fact for David V. Goeddel
Issuer symbol
TNYA
Transactions as of
03 Aug 2021
Transactions value $
$0
Form type
4
Filing time
04 Aug 2021, 18:31:45 UTC
Previous filing
29 Jul 2021
Next filing
26 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TNYA Common Stock Conversion of derivative security $0 +4.39M +17254.82% $0.00 4.41M 03 Aug 2021 See Footnote F1
transaction TNYA Common Stock Conversion of derivative security $0 +4.96M +17254.39% $0.00 4.99M 03 Aug 2021 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TNYA Series A Preferred Stock Conversion of derivative security -3.73M -100% 0 03 Aug 2021 Common Stock 3.73M $0.00 See Footnote F1, F3
transaction TNYA Series A Preferred Stock Conversion of derivative security -4.21M -100% 0 03 Aug 2021 Common Stock 4.21M $0.00 See Footnote F2, F3
transaction TNYA Series B Preferred Stock Conversion of derivative security -473K -100% 0 03 Aug 2021 Common Stock 473K $0.00 See Footnote F1, F3
transaction TNYA Series B Preferred Stock Conversion of derivative security -534K -100% 0 03 Aug 2021 Common Stock 534K $0.00 See Footnote F2, F3
transaction TNYA Series C Preferred Stock Conversion of derivative security -189K -100% 0 03 Aug 2021 Common Stock 189K $0.00 See Footnote F1, F3
transaction TNYA Series C Preferred Stock Conversion of derivative security -213K -100% 0 03 Aug 2021 Common Stock 213K $0.00 See Footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are directly held by The Column Group III, LP ("TCG III LP"). The Column Group III GP, LP ("TCG III GP") is the general partner of TCG III LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are David Goeddel, a member of the Issuer's board of directors, Peter Svennilson and Tim Kutzkey (collectively, the "Managing Partners"). The Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F2 These securities are directly held by The Column Group III-A, LP ("TCG III-A LP"). TCG III GP is the general partner of TCG III-A LP and may be deemed to have voting, investment and dispositive power with respect to these securities. The managing partners of TCG III GP are the Managing Partners. The Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG III GP and each of the Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.
F3 Each share of Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into one share of common stock immediately prior to the completion of the Issuer's initial public offering, and had no expiration date.