Sumner J. Waring III - 06 Aug 2021 Form 4 Insider Report for SERVICE CORP INTERNATIONAL (SCI)

Role
Sr.VP& Chief Operating Officer
Signature
Lori Spilde, Attorney-in-Fact for Sumner J. Waring, III
Issuer symbol
SCI
Transactions as of
06 Aug 2021
Transactions value $
-$4,728,405
Form type
4
Filing time
10 Aug 2021, 13:29:14 UTC
Next filing
18 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCI Common Stock Options Exercise $49.7K +1.7K +0.52% $29.25 330K 06 Aug 2021 Direct
transaction SCI Common Stock Sale -$109K -1.7K -0.52% $64.33 328K 06 Aug 2021 Direct F1
transaction SCI Common Stock Options Exercise $2.32M +79.3K +24.16% $29.25 408K 09 Aug 2021 Direct
transaction SCI Common Stock Sale -$5.1M -79.3K -19.46% $64.23 328K 09 Aug 2021 Direct F2
transaction SCI Common Stock Options Exercise $2.66M +70.9K +21.59% $37.53 399K 09 Aug 2021 Direct
transaction SCI Common Stock Sale -$4.55M -70.9K -17.76% $64.23 328K 09 Aug 2021 Direct F2
transaction SCI Common Stock Gift $0 -1.55K -0.47% $0.00 327K 10 Aug 2021 Direct
holding SCI Common Stock 6.64K 06 Aug 2021 By 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCI Employee Stock Option (right to buy) Options Exercise $0 +1.7K +2.19% $0.00 79.3K 06 Aug 2021 Common Stock 1.7K $29.25 Direct F3
transaction SCI Employee Stock Option (right to buy) Options Exercise $0 +79.3K $0.00* 0 09 Aug 2021 Common Stock 79.3K $29.25 Direct F3
transaction SCI Employee Stock Option (right to buy) Options Exercise $0 +70.9K $0.00* 0 09 Aug 2021 Common Stock 70.9K $37.53 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold in multiple transactions at prices ranging from $64.2750 to $64.3500 per share on August 06, 2021. The $64.3297 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F2 The shares were sold in multiple transactions at prices ranging from $64.2000 to $64.3150 per share on August 09, 2021. The $64.2333 sale price reported above is the weighted average sales price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
F3 The option vests in three equal annual installments beginning on February 07, 2018, 2019 and 2020.
F4 The option vests in three equal annual installments beginning on February 13, 2019, 2020 and 2021.