Patrick F. Williams - Aug 10, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role: Chief Financial Officer
Signature: /s/ Samuel Gesten as attorney-in-fact for Patrick F. Williams
Stock symbol: STAA
Transactions as of: Aug 10, 2021
Transactions value $: -$351,450
Form type: 4
Date filed: 8/12/2021, 04:22 PM
Next filing: Sep 17, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STAA	Common Stock	Options Exercise	$0	+5.12K	+18.21%	$0.00	33.2K	Aug 10, 2021	Direct
transaction	STAA	Common Stock	Sale	-$351K	-2.5K	-7.52%	$140.58	30.7K	Aug 11, 2021	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.41 to $142.16, inclusive.

Remarks:

This filing reflects (1) the vesting of performance-based restricted stock awarded to Mr. Williams on August 10, 2020, with achievement based on the Corporation's satisfaction of pre-established financial metrics; generating $200M in revenue, calculated on a trailing 12-month basis and the passage of at least 12 months from the date of grant; and (2) the sale by Mr. Williams of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.