Mark Kaye - Aug 16, 2021 Form 4 Insider Report for MOODYS CORP /DE/ (MCO)

Role
EVP & Chief Financial Officer
Signature
Elizabeth McCarroll, by power of attorney for Mark Kaye.
Stock symbol
MCO
Transactions as of
Aug 16, 2021
Transactions value $
-$604,691
Form type
4
Date filed
8/17/2021, 04:01 PM
Previous filing
Aug 9, 2021
Next filing
Nov 19, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCO Common Stock Sale -$396K -1.04K -17.55% $379.69 4.9K Aug 16, 2021 Direct F1
transaction MCO Common Stock Options Exercise $486K +1.73K +35.38% $280.42 6.64K Aug 16, 2021 Direct F2
transaction MCO Common Stock Sale -$658K -1.73K -26.13% $379.69 4.9K Aug 16, 2021 Direct F2
transaction MCO Common Stock Options Exercise $98.6K +356 +7.26% $277.05 5.26K Aug 16, 2021 Direct F2
transaction MCO Common Stock Sale -$135K -356 -6.77% $379.69 4.9K Aug 16, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -1.73K -100% $0.00* 0 Aug 16, 2021 Common Stock 1.73K $280.42 Direct F2, F3
transaction MCO Employee Stock Option (right to buy) Options Exercise $0 -356 -100% $0.00* 0 Aug 16, 2021 Common Stock 356 $277.05 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale of shares pursuant to Rule 10b5-1 Plan.
F2 Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
F3 One fourth of options vest each year beginning with the date indicated.