James J. Dolan - 16 Aug 2021 Form 4 Insider Report for Hall of Fame Resort & Entertainment Co (HOFV)

Role
Director
Signature
Jason Krom, Attorney-in-Fact
Issuer symbol
HOFV
Transactions as of
16 Aug 2021
Transactions value $
$0
Form type
4
Date filed
18 Aug 2021, 19:57
Next filing
21 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOFV Common Stock Other $0 -10.5K -1.66% $0.00 625K 16 Aug 2021 Gordon Pointe Management LLC F1
transaction HOFV Common Stock Other $0 -10.5K -1.68% $0.00 615K 16 Aug 2021 Gordon Pointe Management LLC F1
transaction HOFV Common Stock Other $0 -15K -2.44% $0.00 600K 16 Aug 2021 Gordon Pointe Management LLC F1
transaction HOFV Common Stock Other $0 -60K -10% $0.00 540K 16 Aug 2021 Gordon Pointe Management LLC F1
holding HOFV Common Stock 233K 16 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HOFV Convertible Notes due 2025 $500K 16 Aug 2021 Common Stock 72.5K $6.90 By Gordon Pointe Management LLC
holding HOFV Warrants 60K 16 Aug 2021 Common Stock 60K $1.40 Direct
holding HOFV Warrants 985K 16 Aug 2021 Common Stock $11.50 Direct F2, F3
holding HOFV Warrants 462K 16 Aug 2021 Common Stock $11.50 By Gordon Pointe Management LLC F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Redemption in kind of a member of Gordon Pointe Management LLC.
F2 The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms.
F3 Each warrant represents the right to purchase 1.421333 shares of the Issuer's common stock.