James Ison - 18 Aug 2021 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
Chief Sales/Marketing Officer
Signature
/s/James Ison
Issuer symbol
OSS
Transactions as of
18 Aug 2021
Transactions value $
$12,160
Form type
4
Filing time
19 Aug 2021, 18:24:32 UTC
Previous filing
16 Aug 2021
Next filing
15 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Options Exercise $12,160 +16,000 +41.41% $0.76 54,640 18 Aug 2021 By Trust F1
holding OSS Common Stock 48,334 18 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSS Employee Stock Option (right to buy) Options Exercise $0 -16,000 -79.01% $0 4,250 18 Aug 2021 Common Stock 16,000 $0.76 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are owned directly by James J Ison Jr. and Sha-Marie A Ison Inter Vivos Revocable Trust dated June 4, 2020, and indirectly by James Ison as trustee of the trust.
F2 The option is fully vested.