| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KOSS | Common Stock | Options Exercise | $48,750 | +25,000 | +16.6% | $1.95 | 176,028 | 24 Aug 2021 | Direct | |
| transaction | KOSS | Common Stock | Options Exercise | $73,000 | +25,000 | +14.2% | $2.92 | 201,028 | 24 Aug 2021 | Direct | |
| transaction | KOSS | Common Stock | Options Exercise | $54,250 | +25,000 | +12.4% | $2.17 | 226,028 | 24 Aug 2021 | Direct | |
| transaction | KOSS | Common Stock | Sale | $-630,976 | -36,263 | -16% | $17.40* | 189,765 | 24 Aug 2021 | Direct | F1 |
| transaction | KOSS | Common Stock | Sale | $-250,975 | -13,737 | -7.24% | $18.27* | 176,028 | 24 Aug 2021 | Direct | F2 |
| transaction | KOSS | Common Stock | Sale | $-501,500 | -25,000 | -14.2% | $20.06* | 151,028 | 24 Aug 2021 | Direct | F3 |
| holding | KOSS | Common Stock | 707,949 | 24 Aug 2021 | As co-trustee of Nancy Koss Trust | F4 | |||||
| holding | KOSS | Common Stock | 119,148 | 24 Aug 2021 | ESOP | ||||||
| holding | KOSS | Common Stock | 1,000,885 | 24 Aug 2021 | As co-trustee of Koss Family Trust | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KOSS | Stock Option (right to buy) | Options Exercise | $0 | -25,000 | -100% | $0.000000* | 0 | 24 Aug 2021 | Common Stock | 25,000 | $1.95 | Direct | F5 |
| transaction | KOSS | Stock Option (right to buy) | Options Exercise | $0 | -25,000 | -50% | $0.000000 | 25,000 | 24 Aug 2021 | Common Stock | 25,000 | $2.92 | Direct | F6 |
| transaction | KOSS | Stock Option (right to buy) | Options Exercise | $0 | -25,000 | -33.3% | $0.000000 | 50,000 | 24 Aug 2021 | Common Stock | 25,000 | $2.17 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.08 to $18.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F2 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.12 to $18.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F3 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $20.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F5 | This option vested in four equal annual installments beginning on July 26, 2018. |
| F6 | This option vests in four equal annual installments beginning on July 25, 2019. |
| F7 | This option vests in four equal annual installments beginning on July 24, 2020. |