Grace Lieblein - 30 Aug 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
Director
Signature
Su Ping Lu for Grace Lieblein
Issuer symbol
HON
Transactions as of
30 Aug 2021
Net transactions value
-$196,881
Form type
4
Filing time
01 Sep 2021, 17:53:31 UTC
Previous filing
25 May 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise $223,477 +3,152 +45% $70.90 10,166 30 Aug 2021 Direct F1, F2
transaction HON Common Stock Tax liability $420,358 -1,818 -18% $231.22 8,348 30 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Stock Option (Right to Buy) Options Exercise $0 -3,152 -100% $0.000000* 0 30 Aug 2021 Common Stock 3,152 $70.90 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 The stock options were granted under the 2006 Stock Plan for Non-Employee Directors and vested in four equal annual installments, with the first installment vesting on April 1, 2014.