Greg Elliot Sharenow - Sep 9, 2021 Form 4 Insider Report for PIMCO Energy & Tactical Credit Opportunities Fund (NRGX)

Role
Other*
Signature
/s/ Kevin Van Gorder, Attorney-in-Fact for Greg Elliot Sharenow
Stock symbol
NRGX
Transactions as of
Sep 9, 2021
Transactions value $
$148,855
Form type
4
Date filed
9/13/2021, 04:34 PM
Next filing
Nov 5, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NRGX Common Shares Purchase $38.2K +3.25K +38.15% $11.77 11.8K Sep 9, 2021 Direct F1
transaction NRGX Common Shares Purchase $111K +9.52K +80.84% $11.63 21.3K Sep 10, 2021 Direct F2
holding NRGX Common Stock 20.6K Sep 9, 2021 By DCP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.725 to $11.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.57 to $11.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3 Includes 4,348 shares acquired on various dates pursuant to a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person.

Remarks:

Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a Portfolio Manager for this Issuer at PIMCO.