JOHN W. ALLISON - 27 Sep 2021 Form 4 Insider Report for HOME BANCSHARES INC (HOMB)

Role: Chairman & CEO, Director
Signature: /s/ John W. Allison by Micah Osborne
Issuer symbol: HOMB
Transactions as of: 27 Sep 2021
Transactions value $: $462,439
Form type: 4
Filing time: 28 Sep 2021, 12:04:24 UTC
Next filing: 01 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HOMB	Common Stock	Gift	$0	-185,000	-3.36%	$0.000000	5,323,204	26 Jul 2021	Direct	F1
transaction	HOMB	Common Stock	Purchase	$239,839	+10,000	+0.19%	$23.98	5,333,204	27 Sep 2021	Direct
transaction	HOMB	Common Stock	Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities	$222,600	+9,301	+61.2%	$23.93	24,497	27 Sep 2021	By 401(k)	F2
holding	HOMB	Common Stock - Restricted Stock						200,000	27 Sep 2021	Direct	F1, F3, F4, F5
holding	HOMB	Common Stock - Performance Based						100,000	27 Sep 2021	Direct	F6
holding	HOMB	Common Stock						5,772	27 Sep 2021	By IRA
holding	HOMB	Common Stock						857,360	27 Sep 2021	By Wife
holding	HOMB	Common Stock						67,328	27 Sep 2021	By Capital Buyers

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	HOMB	Stock Option						100,000	27 Sep 2021	Common Stock	100,000	$8.62	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person had 50,000 shares of restricted stock vest since the last filing.
F2	Includes 246.4037 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
F3	Restricted Stock granted on January 18, 2019 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F4	Restricted Stock granted on February 08, 2021 will cliff vest on the third anniversary of the award date.
F5	Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
F6	The Performance Stock awarded on February 8, 2021 will vest in whole or in part after December 31, 2023 upon the certification by the Compensation Committee that certain performance measures have been satisfied.