MITSUI & CO LTD - 27 Sep 2021 Form 4 Insider Report for Thorne Healthtech, Inc. (THRN)

Role
10%+ Owner
Signature
/s/ Mitsui & Co., LTD., by /s/ Toshitaka Inuzuka, General Manager, NutriScience Division
Issuer symbol
THRN
Transactions as of
27 Sep 2021
Transactions value $
$0
Form type
4
Filing time
29 Sep 2021, 17:01:19 UTC
Previous filing
22 Sep 2021
Next filing
17 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction THRN Common Stock Conversion of derivative security +13,505,750 +6.23% 15,674,235 27 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction THRN Series E Preferred Stock Conversion of derivative security $0 -13,505,750 -100% $0* 0 27 Sep 2021 Common Stock 13,505,750 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Series E Preferred Stock automatically converted into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date.