Riccardo Braglia - 27 Sep 2021 Form 4 Insider Report for Thorne Healthtech, Inc. (THRN)

Signature
/s/ Scott Wheeler, under power of attorney
Issuer symbol
THRN
Transactions as of
27 Sep 2021
Net transactions value
$0
Form type
4
Filing time
29 Sep 2021, 17:09:35 UTC
Previous filing
22 Sep 2021
Next filing
18 Oct 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction THRN Class B Common Stock Conversion of derivative security -27,590 -100% 0 27 Sep 2021 See Footnote F1, F2
transaction THRN Common Stock Conversion of derivative security +27,590 +0.51% 5,424,550 27 Sep 2021 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of non-voting Class B Common Stock was automatically converted into one share of Common Stock immediately prior to the completion of the Issuer's initial public offering of Common Stock.
F2 The securities are directly held by ELUS Holdings Corporation ("ELUS"). The Reporting Person serves as Chairman of the Board of ELUS and as Chief Executive Officer and a member of the Board of Directors of ELUS' ultimate parent company, Helsinn Holding SA.