Justin Rosenstein - Sep 28, 2021 Form 4 Insider Report for Asana, Inc. (ASAN)

Role
Director, 10%+ Owner
Signature
/s/ Katie Colendich, Attorney-in-Fact
Stock symbol
ASAN
Transactions as of
Sep 28, 2021
Transactions value $
$0
Form type
4
Date filed
10/1/2021, 05:26 PM
Previous filing
Aug 4, 2021
Next filing
Nov 3, 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASAN Class B Common Stock Gift $0 +50.8K +0.26% $0.00 19.8M Sep 28, 2021 Class A Common Stock 50.8K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.
F2 The Reporting Person received the shares as a gift from Justin Rosenstein Trust 2.
F3 Includes 293,011 shares of Class B common stock that are held by the Reporting Person that were previously held of record by Justin Michael Rosenstein TTEE Justin Michael Rosenstein REV TR DTD 11/24/08 and distributed to the Reporting Person on October 7, 2020.