David Peter Hale - 30 Sep 2021 Form 4 Insider Report for FIRST US BANCSHARES, INC. (FUSB)

Role
Director
Signature
/s/Beverly J. Dozier, by power of attorney
Issuer symbol
FUSB
Transactions as of
30 Sep 2021
Transactions value $
$4,715
Form type
4
Filing time
04 Oct 2021, 13:14:43 UTC
Previous filing
02 Jul 2021
Next filing
03 Nov 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FUSB Phantom Stock Units Award $4,715 +441 +5.8% $10.7 8,054 30 Sep 2021 Common Stock 440 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units convert to common stock on a 1-for-1 basis.
F2 Includes 20.14 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.
F3 The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.