Gregory P. Lewis - 03 Oct 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
SrVP & Chief Financial Officer
Signature
Su Ping Lu for Gregory P. Lewis
Issuer symbol
HON
Transactions as of
03 Oct 2021
Net transactions value
-$182,514
Form type
4
Filing time
05 Oct 2021, 20:04:34 UTC
Previous filing
02 Jun 2021
Next filing
15 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +1,903 +6.8% 29,826 03 Oct 2021 Direct F1
transaction HON Common Stock Tax liability $182,514 -851 -2.9% $214.47 28,975 03 Oct 2021 Direct
holding HON Common Stock 1,769 03 Oct 2021 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -1,903 -52% $0.000000 1,778 03 Oct 2021 Common Stock 1,903 Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 Includes the reinvestment of dividend equivalents into 179 additional restricted stock units.
F3 All restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F4 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on October 3, 2019, October 3, 2021 and October 3, 2023.
F5 Excludes reinvestment of dividend equivalents during the vesting period.