Deborah Clifford - 18 Oct 2021 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
Director
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Issuer symbol
HLIT
Transactions as of
18 Oct 2021
Transactions value $
$0
Form type
4
Filing time
20 Oct 2021, 15:42:24 UTC
Previous filing
09 Sep 2021
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +9,932 +24.2% $0.000000 51,033 18 Oct 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -9,932 -100% $0.000000* 0 18 Oct 2021 Common Stock 9,932 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock were acquired upon the vesting of restricted stock units on 10/18/2021. These restricted stock units were initially granted to the Reporting Person on 10/18/2018, and were identified on a Form 4 filed by the Reporting Person on 10/19/2018.
F2 Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.