Sumedh S. Thakar - 29 Oct 2021 Form 4 Insider Report for QUALYS, INC. (QLYS)

Role
CEO & President, Director
Signature
/s/ Bruce Posey by power of attorney for Sumedh S. Thakar
Issuer symbol
QLYS
Transactions as of
29 Oct 2021
Transactions value $
-$1,755,908
Form type
4
Filing time
02 Nov 2021, 13:45:01 UTC
Previous filing
01 Nov 2021
Next filing
04 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QLYS Common Stock Options Exercise $2.08K +100 +0.05% $20.80* 213K 29 Oct 2021 Direct F1
transaction QLYS Common Stock Sale -$12.5K -100 -0.05% $125.00 213K 29 Oct 2021 Direct F1
transaction QLYS Common Stock Options Exercise $106K +5.1K +2.39% $20.80* 218K 01 Nov 2021 Direct F1
transaction QLYS Common Stock Sale -$638K -5.1K -2.34% $125.01 213K 01 Nov 2021 Direct F1, F2
transaction QLYS Common Stock Tax liability -$1.21M -9.74K -4.57% $124.59 203K 01 Nov 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QLYS Stock Option (right to buy) Options Exercise $0 -100 -0.51% $0.00 19.4K 29 Oct 2021 Common Stock 100 $20.80 Direct F1, F4
transaction QLYS Stock Option (right to buy) Options Exercise $0 -5.1K -26.27% $0.00 14.3K 01 Nov 2021 Common Stock 5.1K $20.80 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2021.
F2 The sale price represents the weighted average price of the shares sold ranging from $125.00 to $125.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3 The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
F4 This option is fully vested and immediately exercisable.