BILL B. RUTHERFORD - 29 Oct 2021 Form 4 Insider Report for HCA Healthcare, Inc. (HCA)

Role
CFO and EVP
Signature
/s/ Kevin A. Ball, Attorney-in-Fact
Issuer symbol
HCA
Transactions as of
29 Oct 2021
Net transactions value
-$6,265,042
Form type
4
Filing time
02 Nov 2021, 19:35:44 UTC
Next filing
05 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCA Common Stock Gift $0 -200 -0.4% $0.000000 49,457 28 Jul 2021 Direct
transaction HCA Common Stock Options Exercise $3,771,641 +78,625 +159% $47.97* 128,082 29 Oct 2021 Direct
transaction HCA Common Stock Tax liability $10,036,684 -40,073 -31% $250.46 88,009 29 Oct 2021 Direct
holding HCA Common Stock 40,000 29 Oct 2021 By BNR LLC
holding HCA Common Stock 10,000 29 Oct 2021 By TJR LLC
holding HCA Common Stock 28,649 29 Oct 2021 By 2020 GRAT

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCA Stock Appreciation Right Options Exercise $0 -42,500 -100% $0.000000* 0 29 Oct 2021 Common Stock 42,500 $47.97 Direct F1
transaction HCA Stock Appreciation Right Options Exercise $0 -36,125 -100% $0.000000* 0 29 Oct 2021 Common Stock 36,125 $47.97 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock appreciation rights vested in four equal annual installments beginning on February 5, 2015.
F2 The stock appreciation rights vested at the end of fiscal years 2014, 2015, 2016 and 2017 based upon the achievement of certain annual EBITDA performance targets.