Jenny C. Yeh - Nov 2, 2021 Form 4 Insider Report for OOMA INC (OOMA)

Role
VP, General Counsel & Sec., Director
Signature
/s/ Jenny Yeh
Stock symbol
OOMA
Transactions as of
Nov 2, 2021
Transactions value $
-$5,251
Form type
4
Date filed
11/4/2021, 04:22 PM
Previous filing
Nov 1, 2021
Next filing
Dec 2, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OOMA Common Stock Options Exercise $10.2K +625 +1.29% $16.28 49.2K Nov 2, 2021 Direct
transaction OOMA Common Stock Options Exercise $775 +50 +0.1% $15.49 49.2K Nov 2, 2021 Direct
transaction OOMA Common Stock Sale -$16.2K -675 -1.37% $24.00 48.6K Nov 2, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OOMA Stock Option (right to buy) Options Exercise $0 -625 -12.5% $0.00 4.38K Nov 2, 2021 Common Stock 625 $16.28 Direct F2
transaction OOMA Stock Option (right to buy) Options Exercise $0 -50 -8.33% $0.00 550 Nov 2, 2021 Common Stock 50 $15.49 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
F2 1/16th of the shares subject to the option became exercisable on June 1, 2021, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.
F3 1/8th of the shares subject to the option became exercisable on September 15, 2019, and 1/16th of the shares subject to the option vest and become exercisable on the same day of every third month thereafter.