Nikos Theodosopoulos - Nov 3, 2021 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
Director
Signature
/s/ Laura Donovan By Attorney-in-Fact: Laura Donovan
Stock symbol
HLIT
Transactions as of
Nov 3, 2021
Transactions value $
-$318,003
Form type
4
Date filed
11/5/2021, 03:30 PM
Previous filing
Aug 24, 2021
Next filing
Nov 24, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $227K +30K +18.32% $7.58 194K Nov 3, 2021 Direct F1
transaction HLIT Common Stock Sale -$318K -30K -15.48% $10.60 164K Nov 3, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Stock Option/Right to buy Options Exercise -$227K -30K -100% $7.58 0 Nov 3, 2021 Common Stock 30K $7.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022.