Sumedh S. Thakar - 04 Nov 2021 Form 4 Insider Report for QUALYS, INC. (QLYS)

Role
CEO & President, Director
Signature
/s/ Bruce Posey by power of attorney for Sumedh S. Thakar
Issuer symbol
QLYS
Transactions as of
04 Nov 2021
Transactions value $
-$1,624,806
Form type
4
Filing time
08 Nov 2021, 15:50:24 UTC
Previous filing
04 Nov 2021
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QLYS Common Stock Options Exercise $262K +12.6K +6.2% $20.80* 216K 04 Nov 2021 Direct F1
transaction QLYS Common Stock Options Exercise $22.9K +1.19K +0.55% $19.26* 217K 04 Nov 2021 Direct F1
transaction QLYS Common Stock Sale -$617K -4.72K -2.17% $130.80 212K 04 Nov 2021 Direct F1, F2
transaction QLYS Common Stock Sale -$103K -780 -0.37% $131.52 212K 04 Nov 2021 Direct F1, F3
transaction QLYS Common Stock Sale -$186K -1.4K -0.66% $132.94 210K 04 Nov 2021 Direct F1, F4
transaction QLYS Common Stock Sale -$932K -6.9K -3.28% $135.00 203K 04 Nov 2021 Direct F1
transaction QLYS Common Stock Options Exercise $11.6K +600 +0.29% $19.26* 204K 05 Nov 2021 Direct F1
transaction QLYS Common Stock Sale -$84K -600 -0.29% $140.01 203K 05 Nov 2021 Direct F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QLYS Stock Option (right to buy) Options Exercise $0 -12.6K -100% $0.00* 0 04 Nov 2021 Common Stock 12.6K $20.80 Direct F1, F6
transaction QLYS Stock Option (right to buy) Options Exercise $0 -1.19K -6.57% $0.00 16.9K 04 Nov 2021 Common Stock 1.19K $19.26 Direct F1, F6
transaction QLYS Stock Option (right to buy) Options Exercise $0 -600 -3.55% $0.00 16.3K 05 Nov 2021 Common Stock 600 $19.26 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 17, 2021.
F2 The sale price represents the weighted average price of the shares sold ranging from $130.135 to $131.13 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3 The sale price represents the weighted average price of the shares sold ranging from $131.14 to $131.675 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4 The sale price represents the weighted average price of the shares sold ranging from $132.495 to $133.285 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5 The sale price represents the weighted average price of the shares sold ranging from $140.00 to $140.05 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6 This option is fully vested and immediately exercisable.