Douglas Doerfler - 12 Nov 2021 Form 4 Insider Report for MAXCYTE, INC. (MXCT)

Role
President and CEO, Director
Signature
/s/ Brian F. Leaf, attorney-in-fact
Issuer symbol
MXCT
Transactions as of
12 Nov 2021
Transactions value $
$-3,684,932
Form type
4
Filing time
16 Nov 2021, 18:08:22 UTC
Previous filing
11 Aug 2021
Next filing
29 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MXCT Common Stock Options Exercise $73.88 +1,847 +0.43% $0.0400* 435,044 12 Nov 2021 Direct
transaction MXCT Common Stock Sale $-1,289,383 -101,847 -23.4% $12.66 333,197 12 Nov 2021 Direct F1
transaction MXCT Common Stock Options Exercise $4,931 +123,263 +37% $0.0400* 456,460 15 Nov 2021 Direct
transaction MXCT Common Stock Sale $-1,498,878 -123,263 -27% $12.16 333,197 15 Nov 2021 Direct F2
transaction MXCT Common Stock Options Exercise $2,996 +74,890 +22.5% $0.0400* 408,087 16 Nov 2021 Direct
transaction MXCT Common Stock Sale $-904,671 -74,890 -18.4% $12.08 333,197 16 Nov 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MXCT Employee Stock Option (right to buy) Options Exercise $0 -1,847 -0.29% $0.000000 643,233 12 Nov 2021 Common Stock 1,847 $0.0400 Direct F4
transaction MXCT Employee Stock Option (right to buy) Options Exercise $0 -123,263 -19.2% $0.000000 519,970 15 Nov 2021 Common Stock 123,263 $0.0400 Direct F4
transaction MXCT Employee Stock Option (right to buy) Options Exercise $0 -74,890 -14.4% $0.000000 445,080 16 Nov 2021 Common Stock 74,890 $0.0400 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.56 to $12.765, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.03 to $12.615, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 This option is fully vested and exercisable.