| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CFLT | Class A Common Stock | Conversion of derivative security | +230,000 | 230,000 | 15 Nov 2021 | Direct | F1 | |||
| transaction | CFLT | Class A Common Stock | Sale | $1,006,682 | -12,685 | -5.5% | $79.36 | 217,315 | 15 Nov 2021 | Direct | F2, F3 |
| transaction | CFLT | Class A Common Stock | Sale | $5,528,723 | -69,040 | -32% | $80.08 | 148,275 | 15 Nov 2021 | Direct | F2, F4 |
| transaction | CFLT | Class A Common Stock | Sale | $738,548 | -9,119 | -6.2% | $80.99 | 139,156 | 15 Nov 2021 | Direct | F2, F5 |
| transaction | CFLT | Class A Common Stock | Sale | $2,236,267 | -27,126 | -19% | $82.44 | 112,030 | 15 Nov 2021 | Direct | F2, F6 |
| transaction | CFLT | Class A Common Stock | Sale | $1,276,634 | -15,346 | -14% | $83.19 | 96,684 | 15 Nov 2021 | Direct | F2, F7 |
| transaction | CFLT | Class A Common Stock | Sale | $5,491,269 | -64,947 | -67% | $84.55 | 31,737 | 15 Nov 2021 | Direct | F2, F8 |
| transaction | CFLT | Class A Common Stock | Sale | $1,867,620 | -21,923 | -69% | $85.19 | 9,814 | 15 Nov 2021 | Direct | F2, F9 |
| transaction | CFLT | Class A Common Stock | Sale | $837,541 | -9,714 | -99% | $86.22 | 100 | 15 Nov 2021 | Direct | F2, F10 |
| transaction | CFLT | Class A Common Stock | Sale | $8,694 | -100 | -100% | $86.94 | 0 | 15 Nov 2021 | Direct | F2 |
| transaction | CFLT | Class A Common Stock | Conversion of derivative security | +2,500 | 2,500 | 16 Nov 2021 | Direct | F1 | |||
| transaction | CFLT | Class A Common Stock | Sale | $185,817 | -2,300 | -92% | $80.79 | 200 | 16 Nov 2021 | Direct | F2, F11 |
| transaction | CFLT | Class A Common Stock | Sale | $16,666 | -200 | -100% | $83.33 | 0 | 16 Nov 2021 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CFLT | Class B Common Stock | Conversion of derivative security | $0 | -230,000 | -1.1% | $0.000000 | 20,530,000 | 15 Nov 2021 | Class A Common Stock | 230,000 | Direct | F1 | |
| transaction | CFLT | Class B Common Stock | Conversion of derivative security | $0 | -2,500 | -0.01% | $0.000000 | 20,527,500 | 16 Nov 2021 | Class A Common Stock | 2,500 | Direct | F1 | |
| transaction | CFLT | Class B Common Stock | Gift | $0 | -3,720 | -1.3% | $0.000000 | 275,073 | 16 Nov 2021 | Class A Common Stock | 3,720 | See footnote | F1, F12 | |
| transaction | CFLT | Class B Common Stock | Gift | $0 | -3,720 | -1.3% | $0.000000 | 275,073 | 16 Nov 2021 | Class A Common Stock | 3,720 | See footnote | F1, F13 | |
| transaction | CFLT | Class B Common Stock | Gift | $0 | -2,480 | -1.3% | $0.000000 | 183,382 | 16 Nov 2021 | Class A Common Stock | 2,480 | See footnote | F1, F14 | |
| transaction | CFLT | Class B Common Stock | Gift | $0 | -2,480 | -1.3% | $0.000000 | 183,382 | 16 Nov 2021 | Class A Common Stock | 2,480 | See footnote | F1, F15 | |
| transaction | CFLT | Class B Common Stock | Gift | $0 | +12,400 | +18% | $0.000000 | 83,090 | 16 Nov 2021 | Class A Common Stock | 12,400 | See footnote | F1, F16 | |
| holding | CFLT | Class B Common Stock | 1,000,000 | 15 Nov 2021 | Class A Common Stock | 1,000,000 | See footnote | F1, F17 | ||||||
| holding | CFLT | Class B Common Stock | 1,000,000 | 15 Nov 2021 | Class A Common Stock | 1,000,000 | See footnote | F1, F17 |
| Id | Content |
|---|---|
| F1 | Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| F2 | Shares sold pursuant to a 10b5-1 trading plan. |
| F3 | The shares were sold at prices ranging from $78.72 to $79.71. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | The shares were sold at prices ranging from $79.72 to $80.68. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | The shares were sold at prices ranging from $80.72 to $81.70. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F6 | The shares were sold at prices ranging from $81.90 to $82.86. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F7 | The shares were sold at prices ranging from $82.90 to $83.89. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F8 | The shares were sold at prices ranging from $83.90 to $84.89. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F9 | The shares were sold at prices ranging from $84.90 to $85.80. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F10 | The shares were sold at prices ranging from $85.91 to $86.73. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F11 | The shares were sold at prices ranging from $80.16 to $81.01. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F12 | The shares are held by The Parent's 2019 Grantor Retained Annuity Trust - I under agreement dated September 26, 2019. |
| F13 | The shares are held by The Parent's 2019 Grantor Retained Annuity Trust - II under agreement dated September 26, 2019. |
| F14 | The shares are held by The Siblings' 2019 Grantor Retained Annuity Trust - I under agreement dated September 26, 2019. |
| F15 | The shares are held by The Siblings' 2019 Grantor Retained Annuity Trust - II under agreement dated September 26, 2019. |
| F16 | The shares are held by The Edward J. Kreps and Jamaica H. Kreps 2018 Revocable Trust. |
| F17 | The shares are held by the GST Exempt Trust under The Kreps Family 2019 Irrevocable Trust under agreement dated 9/26/2019. |