Lindon Robertson - 15 Nov 2021 Form 4 Insider Report for Brooks Automation, Inc. (AZTA)

Role
EVP & Chief Financial Officer
Signature
/s/ Jason W. Joseph, Attorney-in-fact for Lindon G. Robertson
Issuer symbol
AZTA
Transactions as of
15 Nov 2021
Net transactions value
$0
Form type
4
Filing time
17 Nov 2021, 15:23:40 UTC
Next filing
19 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AZTA Common Stock Award $0 +33,745 +44% $0.000000 111,011 15 Nov 2021 Direct F1
transaction AZTA Common Stock Award $0 +2,840 +2.6% $0.000000 113,851 15 Nov 2021 Direct F2
transaction AZTA Common Stock Award $0 +285 +0.25% $0.000000 114,136 31 Jan 2021 Direct F3
transaction AZTA Common Stock Award $0 +129 +0.11% $0.000000 114,265 31 Jul 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units.
F2 Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022.
F3 Purchase by Reporting Person under the Brooks Automation, Inc. 2017 Employee Stock Purchase Plan. The purchase of shares was exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") pursuant to Rule 16b-3(c) under the Exchange Act