STEPHEN S. SCHWARTZ - 15 Nov 2021 Form 4 Insider Report for Brooks Automation, Inc. (AZTA)

Role
CEO, Director
Signature
/s/ Jason W. Joseph, Attorney-in-fact for Stephen S. Schwartz
Issuer symbol
AZTA
Transactions as of
15 Nov 2021
Net transactions value
$0
Form type
4
Filing time
17 Nov 2021, 15:24:20 UTC
Previous filing
28 Jun 2021
Next filing
19 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AZTA Common Stock Award $0 +80,346 +24% $0.000000 413,057 15 Nov 2021 Direct F1
transaction AZTA Common Stock Award $0 +7,648 +1.9% $0.000000 420,705 15 Nov 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares issued upon the vesting of performance-based units granted on November 29, 2018, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2021. No amount was paid by the reporting person upon grant or vesting of the performance-based units.
F2 Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2022.