Thor Gjerdrum - 16 Nov 2021 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
President
Signature
/s/ Carol Meltzer, by power of attorney
Issuer symbol
AMRK
Transactions as of
16 Nov 2021
Net transactions value
-$350,514
Form type
4
Filing time
17 Nov 2021, 18:10:06 UTC
Previous filing
16 Nov 2021
Next filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $72,285 +4,819 $15.00 4,819 16 Nov 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Sale $353,227 -4,819 -100% $73.30 0 16 Nov 2021 Direct F1, F2
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $17,610 +1,174 $15.00 1,174 16 Nov 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Sale $87,182 -1,174 -100% $74.26 0 16 Nov 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -5,993 -38% $0.000000 9,774 16 Nov 2021 Common Stock, par value $0.01 per share 5,993 $15.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sales made pursuant to Rule 10b5-1 trading plan.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $72.76 to not more than $73.75. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $73.77 to not more than $74.59. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F4 The option granted covered 66,667 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.